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FIN30270

Academic Year 2024/2025

Advanced Risk Management (FIN30270)

Subject:
Finance
College:
Business
School:
Business
Level:
3 (Degree)
Credits:
5
Module Coordinator:
Assoc Professor David Edelman
Trimester:
Spring
Mode of Delivery:
Blended
Internship Module:
No
How will I be graded?
Letter grades

Curricular information is subject to change.

Broadly speaking, this module is an introduction to some of the more advanced methodological techniques and issues required for Quantitative Risk Management, both for Individual and Institutional Decisionmaking.
Additionally, a qualitative introduction to the 'Landscape' of Financial Risk Management from an Institutional perspective will be presented

Among the specific methodological topics to be covered [tentatively] will be


-Optimal Long-term Investment Growth in a Multi-Period setting and the Information Theory ('Kelly') connection

-Mathematical Programming for Risk Management; Constrained optimisation (including Mean-Variance optimisation)

-Arrow-Debreu Securities and Model-Free Derivatives Pricing

-Risk Assessment - Value at Risk (VaR) vs. C-VaR and other 'Coherent' risk measures, both parametric and Monte Carlo/Bootstrapping

-Methods for Credit/Debit Value Adjustment (CVA & DVA)

-Models for representing Statistical Association; Gaussian Copulae (plus associated pitfalls).

-General Multi-Period Financial Optimisation and Risk Management - Intro to Dynamic and Stochastic Programming

-The Merton Model for Default

-Merton's Portfolio Problem (emphasis on definition, main results, and numerical solution)

-Machine Learning models for Risk Management (Time Permitting)



About this Module

Learning Outcomes:

On completing this module students will
• be able to formulate a basic Financial Decisionmaking and/or Risk Management problem mathematically as a Constrained Optimisation problem and deploy a standard solver to obtain a solution

• Be able to compute (and simulate via Monte Carlo) Value at Risk, Expected Shortfall, and Credit Value Adjustment (CVA/XVA)

• know how to use derivative instruments to manage risk

• be able to use Latency and other Computational methods to detect heightened levels of Portfolio Risk (including Credit Risk)

• understand the principles and approaches to managing risk in a multi-period (dynamic) setting

Indicative Module Content:

In addition to a general overview of the qualitative issues encountered in Financial Risk management, the following
specific topics will be among those to be covered and emphasised.

-Optimal Long-term Investment Growth in a Multi-Period setting and the Information Theory ('Kelly') connection

-Mathematical Programming for Risk Management; Constrained optimisation (including Mean-Variance analysis)

-Arrow-Debreu Securities and Model-Free Derivatives Pricing

-Risk Assessment - Value at Risk (VaR) vs. C-VaR and other 'Coherent' risk measures, both parametric and Monte Carlo/Bootstrapping

-Methods for Credit/Debit Value Adjustment (CVA & DVA)

-Models for representing Statistical Association; Gaussian Copulae (plus associated pitfalls).

-General Multi-Period Financial Optimisation and Risk Management - Dynamic and Stochastic Programming

-Merton Model for Default

-Merton's Portfolio Problem (emphasis on definition, key results, and numerical approaches).

-Machine Learning models for Risk Management (Time Permitting)

Student Effort Hours:
Student Effort Type Hours
Autonomous Student Learning

90

Lectures

24

Tutorial

12

Total

126


Approaches to Teaching and Learning:
Lectures (some by lecturer, some from external sources), notes and textbooks

Individual Homework supported by Tutorials (tentatively), involving Theory and Computation.
Students will be required to submit work in the Jupyter Notebook (.ipynb) format

Group Homework and Projects to be uploaded on Brightspace

Requirements, Exclusions and Recommendations

Not applicable to this module.


Module Requisites and Incompatibles
Incompatibles:
FIN30090 - Treasury and Risk Management


 

Assessment Strategy
Description Timing Component Scale Must Pass Component % of Final Grade In Module Component Repeat Offered
Group Work Assignment: 3 Group Assignments relating to the class methods spread throughout the semester, where in each case, students must upload individually-completed drafts one-week prior to due dates to ensure credit Week 4, Week 8, Week 12 Alternative linear conversion grade scale 40% Yes
40
Yes
Exam (Online): An Online In-Class Exam, enabling students to demonstrate their problem-solving expertise in conjunction with Computing methods, as well as their grasp of higher-level methods and issues. Week 14 Alternative linear conversion grade scale 40% Yes
60
Yes
Exam (In-person): Optional midterm (may replace one-third of Final Exam if better) Week 7 Alternative linear conversion grade scale 40% No
0
No

Carry forward of passed components
No
 

Remediation Type Remediation Timing
In-Module Resit Prior to relevant Programme Exam Board
Please see Student Jargon Buster for more information about remediation types and timing. 

Feedback Strategy/Strategies

• Feedback individually to students, post-assessment
• Group/class feedback, post-assessment
• Online automated feedback

How will my Feedback be Delivered?

All Continuous Assessment will be Group-Based according to the following steps: 1. Each member of the group submits online a draft of required work or individual contribution to group work (time schedule provided, prior to due date) 2. Groups complete required Assignment or Task 3. Group Submission Members of a Group shall all receive the same grade, except in cases where one or more members' early drafts are consistently lacking relative to the others'. Feedback will be online (with comments and explanation where needed) Final Examination will be assessed with online automated and partially individualised feedback.

Risk Management and Financial Institutions (5th ed.) by John Hull (Wiley 2018)
[https://worldcat.org/title/1011550876] (Required, selected chapters only)

Financial Theory and Corporate Policy: Pearson New International Edition, 4/E
Thomas E. Copeland, J. Fred Weston, Kuldeep Shastri, (CWS) (ISBN: 9781292021584)
(selected chapters only)

A Gentle introduction to Optimization (recommended)
https://towardsdatascience.com/a-gentle-introduction-to-optimization-f95938ce475e

Introduction to Julia (recommended)
http://avinashu.com/tutorial/indexjulia.html

[Introduction to Stochastic Optimisation - TBA]



Name Role
Dr Conall O'Sullivan Lecturer / Co-Lecturer
Mr Shivam Agarwal Tutor
Xiaomeng Wang Tutor

Timetabling information is displayed only for guidance purposes, relates to the current Academic Year only and is subject to change.
Spring Tutorial Offering 1 Week(s) - 20, 21, 22, 23, 24, 25, 26, 29, 30, 31, 32, 33 Thurs 14:00 - 14:50
Spring Lecture Offering 1 Week(s) - 20, 21, 22, 23, 24, 25, 26, 29, 30, 31, 32, 33 Tues 10:00 - 11:50